Chief Compliance Officer
As Chief Compliance Officer, Sheila is responsible for overseeing firm compliance with laws, regulatory requirements, and policies and procedures.
Sheila has 13 years of industry experience and has been with AISG since 2008. Prior to being promoted to chief compliance officer, Sheila served as the firm’s operations manager. In her various roles at the firm, she has coordinated a wide range of functions, from commissions and licensing, to operations and compliance. She also assists with compliance reviews and audits, and she interacts with industry regulators.
Sheila has passed the FINRA Series 7, 24 and 63 exams and holds the life and variable life insurance licenses.
Sheila and her husband have two children. In her free time, Sheila enjoys camping, gardening and spending time at the ocean.