Sheila Kerbein

Chief Compliance Officer

Sheila Kerbein believes effective compliance is built on partnership, responsiveness, and trust. As Chief Compliance Officer, she is committed to providing representatives with knowledgeable guidance that simplifies complexity while protecting the integrity of their businesses.

A valued member of the AISG team since 2008, Sheila has built extensive expertise across operations, licensing, regulatory oversight, and compliance. Her collaborative approach and deep understanding of the independent advisor model allow her to deliver practical solutions that help representatives meet regulatory obligations without losing focus on serving their clients.

Sheila oversees the firm’s compliance program, regulatory examinations, and internal compliance initiatives, helping ensure AISG continues to uphold the highest standards of ethics, accountability, and service.

She holds FINRA Series 7, 24, and 63 registrations, as well as life and variable insurance licenses.